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Kathy Sullivan

Kathy Sullivan

Compliance Coordinator

Kathy joined NFSG in 2015 as our Compliance Coordinator.  Kathy processes all compliance related requests, from submission through approval. She also assists new associates in contracting with NL, LSW, ESI and Premier Advisor Network and she  processes all new Equities Business.  In 2016, Kathy took on the role of Client Services Coordinator, ensuring that all client and agent requests are handled in the most professional and timely manner.  


Prior to joining the firm, Kathy spent over 20 years in the retail banking industry.  When not working, you can find Kathy volunteering at Save the Horses in North Georgia, working in her yard or traveling to Colorado to visit her nephews.  If you ask Kathy what she likes best about working with NFSG, she will quickly tell you that it is the relationships she has developed with her co-workers, agents and clients.